Speaking Engagement

PLI Securities Filings 2015: Practical Guidance in a Changing Environment

The Practising Law Institute will hold its Securities Filings 2015: Practical Guidance in a Changing Environment in Chicago from November 12-13, 2015. This program will analyze in detail the principal forms used for filings with the SEC under the Securities Act of 1933, and the Securities Exchange Act of 1934, with particular emphasis on the mechanics of and timing for assembling particular filings. Recent legislation and SEC rule changes affecting disclosure obligations, in particular those resulting from the JOBS Act, will be woven within the topics covered. Corporate partner Carol Anne Huff will speak on “Form 10-K Disclosure Requirements.” Click here for more information.