Speaking Engagements
Speaker, Navigating Regulatory Complexities and Maintaining Compliance, Co-Invest 2017, March 27, 2017.
Speaker, The SEC’s Proposed Rule on Registered Funds’ Use of Derivatives Explored, Knowledge Group webcast, September 15, 2016.
Panelist, Private Equity Fund Restructuring: Negotiating Terms, Avoiding Conflicts of Interest and Avoiding Regulatory Scrutiny, Strafford Publications Webinar, August 10, 2016.
Speaker, Chief Compliance Officer Response to SEC Update, SuperReturn Boston, June 7, 2016.
Investment Company Institute (ICI), 2015 Securities Law Developments Conference (Dec. 16, 2015), “Seeking Cover: Derivatives Investments Under the 1940 Act”*
Practicing Law Institute (PLI), Hedge Fund Management 2015 (Sept. 15, 2015), “Hot Topics: Cybersecurity”*
Regulatory Compliance Association (RCA), Compliance, Risk & Enforcement 2014 (Nov. 4, 2014), “Upgrading Compliance Process & Practice — Top Priorities for 2015”*
Practicing Law Institute (PLI), Hedge Fund Management 2014 (Sept. 25, 2014), “Registration and Regulation”*
New York City Bar Association, Hedge Funds in the Current Environment (Mar. 5, 2014), “SEC Priorities for Hedge Fund Advisers”*
* Conducted while at SEC