Publications
Co-author, “2017 Review: Developments for SEC-Registered Private Fund Managers,” appearing in Kirkland & Ellis LLP Private Equity Newsletter, January 22, 2018
Co-author, “Private Fund Manager Settles with SEC for Alleged Compliance Failures Involving Employee Sharing Confidential Information with Spouse,” appearing in Kirkland & Ellis LLP Private Equity Newsletter, December 11, 2017
Co-author, “Recent Cyber-Attacks Against PE Firms and Portfolio Companies,” appearing in Kirkland & Ellis LLP Private Equity Newsletter, March 13, 2017
Co-author, “Private Fund Manager Settles SEC Enforcement Case for Acting as Unregistered Broker,” appearing in Kirkland & Ellis LLP Private Equity Newsletter, June 3, 2016
Co-author, “Private Fund Manager 2015 Review of Registered Investment Adviser Developments,” appearing in Kirkland & Ellis LLP Private Equity Newsletter, January 4, 2016
Co-author, “Private Fund Manager Settles SEC Enforcement Case for Accelerated Monitoring Fees and Service Provider Discounts,” appearing in Kirkland & Ellis LLP Private Equity Newsletter, October 13, 2015
Co-author, “House Passes Bill Creating Private Equity Fund Manager Investment Adviser Exemption, But Further Progress Uncertain,” appearing in Kirkland & Ellis LLP Private Equity Newsletter, December 12, 2013
Co-author, “SEC Adopts New Rules for 'Bad Boy' Disqualifications for Regulation D Offerings,” appearing in Kirkland & Ellis LLP Private Equity Newsletter, July 17, 2013
Co-author, “Private Fund Manager—Final IA Registration and Exemption Rules Adopted with Registration Deadline Extended to March 30, 2012,” and author, “House Bill Creating Private Equity Fund Adviser Exemption Approved by Financial Services Committee, but Faces Hurdles,” appearing in Kirkland & Ellis LLP Private Equity Newsletter, June 30, 2011
Co-author, “Dodd-Frank Act Affects Private Fund Managers and Investors,” appearing in Kirkland & Ellis LLP Private Equity Newsletter, July 21, 2010
Co-author, “House-Senate Conference Committee Agrees—Large Private Equity Fund Managers Must Register as Investment Advisors,” appearing in Kirkland & Ellis LLP Private Equity Newsletter, June 16, 2010
Co-author, “Treasury's Regulatory Reform Proposals—Impact on Private Fund Managers,” appearing in Kirkland & Ellis LLP Private Equity Newsletter, June 24, 2009
Co-author, “Financial Service Reform Begins - Proposed Registration of Private Funds and their Advisers,” appearing in Kirkland & Ellis LLP Private Equity Newsletter, February 5, 2009
Seminars
Speaker, Form ADV Workshop — New York, San Francisco and Los Angeles, February 5, 26 and 27, 2018
Speaker, Registered Adviser Seminar & CCO Summit — New York, October 12, 2017
Speaker, Co-Invest 2017: Navigating Regulatory Complexities and Maintaining Compliance — New York, March 27, 2017
Speaker, Registered Adviser Seminar & CCO Summit — New York, November 16, 2016
Speaker, Registered Adviser Seminar & CCO Summit — San Francisco, November 11, 2015
Speaker, Registered Adviser Seminar & CCO Summit — New York, October 29, 2015
Speaker, Registered Adviser Seminar & CCO Summit — New York, November 12, 2014
Speaker, Registered Adviser Seminar & CCO Summit — San Francisco, October 28, 2014
Speaker, Registered Adviser Seminar & CCO Summit — New York, December 4, 2012
Speaker, Hedge Fund Networking Event: Market and Regulatory Trends Update — Chicago, October 11, 2011
Speaker, Practising Law Institute’s 12th Annual Private Equity Forum, panel on “Other Regulatory Developments Affecting the Marketing of Private Equity Funds” — New York, July 11, 2011
Speaker, Private Fund Manager Advisers Act Registration Seminar — New York, September 21, 2010
Speaker, Hedge Fund Networking Event: Market and Regulatory Trends Update — New York, May 11, 2010
Speaker, Chicago Bar Association Investment Management Subcommittee Meeting, “U.S. and European Short Sale Developments” and “IOSCO Hedge Fund Reporting Template” — Chicago, March 11, 2010
Speaker, Private Fund Investment Adviser Registration Seminar — New York, October 29, 2009
Moderator, Panel on Structuring Options for Bermuda Investment Funds, Annual Bermuda Financial Services Conference — New York, September 30, 2008
