Kirkland Seminar

A Closer Look at the SEC’s Private Fund Examination Priorities for PE Advisers

Join Kirkland’s Investment Funds Group and Promontory for a webinar to take a closer look at the SEC’s private fund examination priorities for PE advisers in light of the recent OCIE Risk Alert focused on private fund advisers. Webinar topics will include:

  • Overview of Recent OCIE Risk Alert
    • Context around risk alerts and OCIE’s approach to alerts
  • Deeper Dive into Examination Priorities
    • Conflicts of interest
      • Allocations
      • Co-investments
      • Fund restructuring and affiliated transactions
    • Fees and expenses
      • Valuation
      • Monitoring, board or deal fees and offsets
    • MNPI and Code of Ethics
      • Section 204A and preventing the misuse of MNPI
      • Lessons learned from recent 204A cases
  • Practical steps to Address Issues in Risk Alert
  • SEC Updates
    • Changes in Commission leadership
    • Enforcement updates
    • Recently updated RegFlex Agenda items, including Advertising and Cash Solicitation Rules

Featured Speakers:

Alpa Patel
Partner, Kirkland & Ellis, Investment Funds Group

Jamie Lynn Walter, P.C.
Partner, Kirkland & Ellis, Investment Funds Group

Marian Grace Fowler
Partner, Kirkland & Ellis, Investment Funds Group

Jane Jarcho
Managing Director, Special Adviser, Promontory Financial Group

Sarah Curran
Managing Director, Director, Co-Head Private Funds, Promontory Financial Group

Drew Weilbacher
President, Director, Promontory Financial Group

Email us to request an invitation to join the Navigating Private Fund Valuations During COVID-19 Webinar or to learn about other investment funds events.