Webinar: NFA 2022 Trends - Are You Prepared for NFA Exams?

The National Futures Association (NFA) recently released a Notice to Members that outlined some common deficiencies during NFA examinations and other important regulatory information for member firms. Join industry leaders from Kirkland & Ellis and Kroll as they host a virtual discussion on how your firm can best navigate the NFA exam process, using examples from our real-world client experiences.

Webinar Key Takeaways:

• A look back at 2021 rules and enforcement actions
• Anticipated 2022 regulatory developments, including third-party vendors and cyber security
• NFA exam tips and best practices
• CLE credits offered*

Panelists

Josh Westerholm, Partner, Kirkland & Ellis and leader in the Regulatory practice within the Investment Funds Group

Matt Soldato, Director in Kroll's Financial Services Compliance and Regulation practice

To register, visit the event website here.

*CLE credits pending approval in California, Illinois, New York, and Texas