The National Futures Association (NFA) recently released a Notice to Members that outlined some common deficiencies during NFA examinations and other important regulatory information for member firms. Join industry leaders from Kirkland & Ellis and Kroll as they host a virtual discussion on how your firm can best navigate the NFA exam process, using examples from our real-world client experiences.
Webinar Key Takeaways:
- A look back at 2021 rules and enforcement actions
- Anticipated 2022 regulatory developments, including third-party vendors and cyber security
- NFA exam tips and best practices
- CLE credits offered*
Josh Westerholm, Partner, Kirkland & Ellis and leader in the Regulatory practice within the Investment Funds Group
Matt Soldato, Director in Kroll's Financial Services Compliance and Regulation practice
To register, visit the event website here.