Working with funds, fund sponsors and fund independent directors on new funds (including exchange-traded, closed-end tender offer and interval funds), fund reorganizations, adviser transactions and implementing new SEC rules.
Assisting insurance companies on the launch of registered and unregistered index-linked, fixed and variable annuities and life insurance contracts.
Advising insurance companies on SEC registration requirements for life and annuity contracts used in the retirement, structured settlement and 529 plan marketplaces.
Advising fund sponsors on collective investment trust funds, including funds providing access to private market strategies.
Working with clients and the SEC staff on exemptive orders, no-action letters, registration statements and examinations.