Overview

Noah is an associate in the Investment Funds Group. He advises private fund sponsors on a broad range of legal matters relating to their asset management businesses, including:

  • Adviser Structuring — Counseling new and existing asset managers in structuring and registering as investment advisers with the SEC, including setting up compliance infrastructure.
  • Fundraising — Assisting private fund sponsors with fundraising, ensuring fund offerings comply with federal securities laws, investment vehicles meet appropriate exemptions under the Investment Company Act, and disclosures meet regulators’ expectations.
  • Transactions — Advising private equity sponsors on transactions, ensuring deal structures and related fees will withstand regulatory scrutiny.
  • GP Strategic Matters — Assisting private fund sponsors with regulatory issues regarding minority stake sales, asset management mergers and acquisitions and secondary transactions.
  • Adviser Compliance — Advising private fund sponsors on regulatory and compliance matters arising under the Investment Advisers Act, such as marketing restrictions, custody requirements, pay-to-play rules and principal and agency cross transactions.
  • Government Interaction — Counseling private fund sponsors through SEC examinations and enforcement actions.

Representative Clients

  • Blackstone
  • Warburg Pincus
  • Oaktree Capital Management
  • GLP
  • SoftBank Investment Advisers
  • H.I.G. Capital
  • Rockwood Capital

More

Credentials

Admissions & Qualifications

  • 2015New York

Education

  • Cornell Law SchoolJ.D.2015
  • University of TorontoB.Com.2009