Publications
Author, “Blaming the Victim: The Need for Legal Relief for Human Trafficking Survivors,” Boston Bar Journal, August 31, 2023
Co-Author, “Don’t Text and Trade: Regulators Crack Down on the Use of Improper Communication Channels,” Mintz Blog, June 20, 2023
Co-Author, “Reg BI Expulsion Shows FINRA Is on the Offensive,” Expert Analysis, Law360, June 8, 2023
Co-Author, “No More Mr. Nice BI: Reg BI Violation Leads to Expulsion for FINRA Member Firm,” Mintz Blog, May 19, 2023
Contributing Author, “Heightened Risk for Banks as Account Fees Land on ‘Junk Fee’ Agenda,” Mintz Blog, May 11, 2023
Co-Author, “It’s Going to be a Big Year for FINRA,” Mintz Blog, March 21, 2023
Co-Author, “Request for Good Faith Finding in New York Article 77 Proceedings May Not Waive Privilege,” Mintz Blog, March 8, 2023
Co-Author, “It Gets BIgger: FINRA Joins the SEC In Bringing Reg BI Enforcement Actions,” Mintz Blog, October 21, 2022
Contributing Author, “High Risk, No Reward: SEC’s First Reg BI Enforcement Action,” Mintz Blog, June 21, 2022
Co- Author, “Massachusetts Securities Division Lawsuit a Bullseye for Robinhood,” Mintz Blog, April 5, 2022
Co-Author, “Call it a Comeback: The Likely Return of ESG Investing in ERISA Accounts,” Mintz Blog, June 4, 2021
Author, “Not So Fast: DOL Changes Course on Trump-Era ESG Investment Rule,” Mintz Blog, March 22, 2021
Co-Author, “ESG Investing in Retirement Accounts: Down But Not Out,” Mintz Blog, November 30, 2020
Co-Author, “You Can’t Always Get What You Want: The End of ESG Investing in ERISA Accounts,” Mintz Blog, October 16, 2020
Co-Author, “With ESG, Things Aren’t Always As Green As They Seem,” Mintz Blog, November 22, 2020
Contributing Author, “Anti-Money Laundering Risks in Real Estate Transactions,” Real Estate Finance Journal, Summer 2020
Contributing Author, “Newly Expanded CFIUS Jurisdiction,” Client Alert, Mintz Blog, February 12, 2020
Speaking Engagements
Panelist, “Navigating the Massachusetts Vacatur Law for Human Trafficking Survivors: A Panel Discussion,” Boston Bar Association